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BROKER-DEALER AGENT
Buys and sells securities in investment and trading firms for the account of others or for the person's own account.
License Type: | Registry |
Exam: | No exam |
Education: | No education required |
Continuing Education: | No continuing education requirement |
Certification: | No mention of certification |
Experience: | No experience required |
Criminal Record: | Felony convictions prohibited |
Physical Requirements: | No physical requirements |
Active Military/Veterans: | No veteran preference |
- Occupations that may require this license:
last update: September 2023
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